lesson 30 Dates, strings & subqueries · beginner
NOT IN and the NULL trap
Avoid unexpected missing results when NOT IN encounters NULL.
the idea
x NOT IN (list) is true only when x differs from every element. If the list contains NULL, “differs from NULL” is unknown, so NOT IN returns no rows at all. NOT EXISTS is not affected; with NOT IN, remove NULLs from the subquery.
Dataset: Retail
The tables the challenges use, with their first 6 rows. Under each column name: the kind of value it holds, and which table it links to.
customers4 columns · 848 rows
| customer_idnumber · unique id | countrytext | regiontext | first_order_atdate & time |
|---|---|---|---|
| 12347 | Iceland | Europe | 2010-10-31 14:20:00 |
| 12353 | Bahrain | Rest of World | 2010-10-27 12:44:00 |
| 12359 | Cyprus | Europe | 2009-12-05 13:32:00 |
| 12373 | Austria | Europe | 2010-02-04 12:08:00 |
| 12374 | Austria | Europe | 2010-04-30 14:01:00 |
| 12384 | Switzerland | Europe | 2011-08-10 11:23:00 |
- customer_idnumber · unique id
- 12347
- countrytext
- Iceland
- regiontext
- Europe
- first_order_atdate & time
- 2010-10-31 14:20:00
- customer_idnumber · unique id
- 12353
- countrytext
- Bahrain
- regiontext
- Rest of World
- first_order_atdate & time
- 2010-10-27 12:44:00
- customer_idnumber · unique id
- 12359
- countrytext
- Cyprus
- regiontext
- Europe
- first_order_atdate & time
- 2009-12-05 13:32:00
- customer_idnumber · unique id
- 12373
- countrytext
- Austria
- regiontext
- Europe
- first_order_atdate & time
- 2010-02-04 12:08:00
- customer_idnumber · unique id
- 12374
- countrytext
- Austria
- regiontext
- Europe
- first_order_atdate & time
- 2010-04-30 14:01:00
- customer_idnumber · unique id
- 12384
- countrytext
- Switzerland
- regiontext
- Europe
- first_order_atdate & time
- 2011-08-10 11:23:00
first 6 of 848 rows · your queries use all of them
orders6 columns · 6,722 rows
| order_idnumber · unique id | invoice_notext | customer_idnumber · links to customers | ordered_atdate & time | countrytext | order_typetext |
|---|---|---|---|---|---|
| 1 | 489438 | 18102 | 2009-12-01 09:24:00 | United Kingdom | sale |
| 2 | 489517 | 16329 | 2009-12-01 11:34:00 | United Kingdom | sale |
| 3 | C489528 | 16714 | 2009-12-01 11:50:00 | United Kingdom | cancellation |
| 4 | 489529 | 17984 | 2009-12-01 11:51:00 | United Kingdom | sale |
| 5 | 489532 | 13394 | 2009-12-01 11:58:00 | United Kingdom | sale |
| 6 | 489540 | 12913 | 2009-12-01 12:18:00 | United Kingdom | sale |
- order_idnumber · unique id
- 1
- invoice_notext
- 489438
- customer_idnumber · links to customers
- 18102
- ordered_atdate & time
- 2009-12-01 09:24:00
- countrytext
- United Kingdom
- order_typetext
- sale
- order_idnumber · unique id
- 2
- invoice_notext
- 489517
- customer_idnumber · links to customers
- 16329
- ordered_atdate & time
- 2009-12-01 11:34:00
- countrytext
- United Kingdom
- order_typetext
- sale
- order_idnumber · unique id
- 3
- invoice_notext
- C489528
- customer_idnumber · links to customers
- 16714
- ordered_atdate & time
- 2009-12-01 11:50:00
- countrytext
- United Kingdom
- order_typetext
- cancellation
- order_idnumber · unique id
- 4
- invoice_notext
- 489529
- customer_idnumber · links to customers
- 17984
- ordered_atdate & time
- 2009-12-01 11:51:00
- countrytext
- United Kingdom
- order_typetext
- sale
- order_idnumber · unique id
- 5
- invoice_notext
- 489532
- customer_idnumber · links to customers
- 13394
- ordered_atdate & time
- 2009-12-01 11:58:00
- countrytext
- United Kingdom
- order_typetext
- sale
- order_idnumber · unique id
- 6
- invoice_notext
- 489540
- customer_idnumber · links to customers
- 12913
- ordered_atdate & time
- 2009-12-01 12:18:00
- countrytext
- United Kingdom
- order_typetext
- sale
first 6 of 6,722 rows · your queries use all of them
worked example
Run these steps in order to see the idea before you write your own query. The step marked “the pattern” is what the challenges ask for. Running the example does not count toward progress.
Count anonymous cancellations. Run this. Some cancellation orders have customer_id NULL in the source data.the pattern
example.sqlSELECT COUNT(*) AS anonymous_cancellations FROM orders WHERE order_type = 'cancellation' AND customer_id IS NULL;
See NOT IN return nothing. Run this. When the subquery list includes NULL, NOT IN matches no customers.
step-2.sqlSELECT COUNT(*) AS customers FROM customers WHERE customer_id NOT IN ( SELECT customer_id FROM orders WHERE order_type = 'cancellation' );
Answer with NOT EXISTS instead. Run this. NOT EXISTS tests for related rows without the NULL trap that breaks NOT IN.
step-3.sqlSELECT COUNT(*) AS customers_without_sales FROM customers c WHERE NOT EXISTS ( SELECT 1 FROM orders o WHERE o.customer_id = c.customer_id AND o.order_type = 'sale' );
common mistake
customer_id NOT IN (SELECT customer_id FROM orders WHERE order_type = 'cancellation') returns nothing, because some cancellations are anonymous.